financial services Provided

These samples of benefits are provided to Businesses, Institutions and Individuals in accomplishing their Financial Expectations.

Investment Portfolio Management & Oversight:

• Individual investment strategies and complete customization of your portfolio
• Access to exclusive institutional money managers
• A high level of diversification, convenience and transparency
• Ongoing, active management of your customized wealth plan to keep you on track to reaching your goals
• Assurance of an unbiased investment analysis of existing holdings/portfolios
• Provide each client with an interactive informational experience

 

Retirement, Estate and College Planning: 

• Traditional and Roth IRA’s & Roth IRA decision analysis
• SEP and Simple IRA Plans
• Extended IRA Strategies

• Self-Directed IRAs
• Retirement Planning strategies for accumulation and distribution
•  Corporate Third Party Independent Advisory for Retirement Plans:
• 401(k), Pension and Profit Sharing Plans, Including Solo (K)s, etc…
• Ongoing assistance with participant education and rollovers
• Consultation on plan design and setup
•  Assistance with Estate Settlement(s)
•  Minimum Retirement Distribution Strategies (RMDs)
•  Estate Planning, Transfer Vehicles and Trusts Strategies
•  Custodial Accounts (UGMA’s/UTMA’s) & Coverdell Educational Savings Plans
•  Individual & Corporate 529 College Savings Plans

 

Risk Management & Insurance Planning*:

• Traditional and Universal Life and Health Insurance Programs
• Fixed Annuities

• Individual & Group Long Term Care Programs
• Individual & Group Disability Income
• Elective Group Benefits

 

*Services provided by and through Risk Strategy Advisors insurance agency

 

Capital Markets Advisory is an invitation to participate in an advisory process for strategic financial growth, development and success. The Capital Markets Advisory objective is to improve the meaning and clarity of financial strategies, products and opportunities in an orchestrated manner. A prudent and sound approach to money and investing has to be able to adapt to new structures, markets and the complexity of challenges associated. Capital Markets Advisory advocates a next level diversification matrix in portfolio construction. As an independent and objective advisory firm, Capital Markets Advisory  sits on the side of Clients in representing their interests in the investment landscape and therefore, has the clarity of vision to select the best of opportunities with Client priority one. WE do not issue, manufacture or manage any proprietary products so as to maintain our "Clear Vision" for the Client interests we serve. We are free to obtain and implement the "components" that Clients require while operating in an open architecture environment. This ultimately means that we have access to a greater universe of products, which will make it easier for us to implement the products and solutions that are best for our clients.

 

Making a Difference begins...

"The Difference between Wall Street and the everyday investor is not just the money or execution but, knowing what to do with the money. How much to align assets to index? Where to place funds? Where should I invest for the long term? What market(s) to use?"

The Capital Markets Advisory client relationship is focused on an active pursuit of absolute (real return) versus relative return to markets. We firmly believe our WE includes the Client, whether an individual, business or institution. The engagement with  Capital Markets Advisory is about transparent financial options in an open architecture. The advisory relationship is endless and constantly evolving.

Capital Markets Advisory  analyzes each client situation and gives you the “Executive Summary” as well as the strategic adjustments needed to be made in your financial portfolio. By placing the proper mechanics in motion you will be in better control of your financial fortunes.

You will receive “Pro” tips and information for the best knowledge base by which to place and focus your financial priorities.

We provide directional advisory for assets under management and assets under advisement. In this model, investments play a vital role not the only role as they constitute a portion of asset strategies.

 

We provide the four Ps:

• Privacy - Everything we do is in complete confidentiality
• Privilege - Commitment to accessing exceptional opportunities
• Personal - Customized to you or your business
• Performance - We have only a commitment/obligation to seek return for clients
  
  

Capital Markets Advisory was founded with several fundamentals in mind approaching financial, asset, investment and risk management. Our fundamentals are:

Stability
Attempting to compete in short-term market movements can increase overall portfolio volatility as well as create greater risks. We attempt to consistently generate positive performance, independent of broader market conditions. We believe that preserving capital in all markets and environments is the foundation to producing absolute returns and growing wealth.

Consistency
We seek to consistently generate absolute returns over the long term without regard to industry benchmarks. After all, it is our view that relative performance does not always provide downside protection as well as provide for the desired target return being attained.

Discipline
The “Quality of Focus” is how we define discipline as to where we look to place our client’s investments and assets. We add value through our investment team’s disciplined approach and expertise in careful investment analysis and due diligence. The same discipline is applied time and again to existing positions. Our first question is always, “What is the sustainability of performance and what factors may impact it?” Knowing full well that the unperceived or unknown risk truly presents the greatest threat to any sound investment we must go further today in the “risk metrics” assessment.

Caution
We create a well diversified portfolio through cautious portfolio security selection with an emphasis on risk aversion or awareness. We seek portfolios and opportunities through independent, fundamental research with true objective and an independent perspective. We read the full prospectus and the fine print. Third Party and external risks must also be identified, measured and shielded against in every reasonable manner. At every turn, transparency and controls to the fullest extent must be in place.

If and only if these fundamental structures are in place can one truly plan, assess and develop meaningful strategies.

We represent client interests...

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