Privacy Policy - The Capital Markets Advisory

Capital markets advisory Privacy policy

At Capital Markets Advisory, we understand that privacy is an important issue for customers. It is our policy to respect the privacy of all accounts that we maintain and protect the security and confidentiality of non public personal information relating to those accounts. Please note that this policy In order to service your account, information is provided to Capital Markets Advisory by way of the client questionnaires in order to provide the financial services that you may have requested. That information collected or provided to Capital Markets Advisory may come from the following sources:

Information received from you, such as your name, address, telephone number, social security number, occupation, and income;
Information relating to your transactions, including account balances, positions, and activity;
Information which may be received from consumer reporting agencies, such as credit bureau reports and other information relating to your creditworthiness and;
Information which may be received from other sources with your consent Capital Markets Advisory does not disclose nonpublic personal information relating to current or former customers to any third parties, except as required or permitted by law, including but not limited to any obligations of Capital Markets Advisory under the USA PATRIOT Act, and in order to facilitate customer transactions in the ordinary course of business.

Sharing of Nonpublic Personal Information

Capital Markets Advisory may disclose the personal information we collect to service, process or administer business operations such as underwriting and claims, and for other purposes such as regulatory compliance, the detection or prevention of fraud or as otherwise required or allowed by law. These disclosures may be made without prior authorization from you, as permitted by law.

Security

Capital Markets Advisory strives to ensure that our systems are secure and that they meet industry standards. We protect personal information that is provided to Capital Markets Advisory by maintaining physical, electronic and procedural safeguards that either meet or exceed applicable law. Where appropriate, we employ firewalls, encryption technology, user authentication systems and access control mechanisms to control access to systems and data. Third parties who may have access to such personal information must also agree to follow appropriate standards of security and confidentiality.

We instruct our employees to use strict standards of care in handling the personal financial information of customers. As a general policy our staff will not discuss or disclose information regarding an account except with authorized personnel as required by law or pursuant to regulatory request and/or authority.

Changes to Capital Markets AdvisoryPrivacy Policy

Capital Markets Advisory reserves the right to make changes to this policy.

For more information relating to Capital Markets AdvisoryPrivacy policy, please contact Capital Markets Advisory at:

26 Main Street
Suite 100A
Chatham Executive Center
Chatham, NJ 07928
Attn: Legal/Compliance Department
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Product Disclosures

Investments advisory services are offered through, Capital Markets Advisory, LLC (CMI) (IARD #141999), a Registered Investment Advisor in the state of NJ. CMA and RSA are independent and distinct companies both located at Chatham Executive Center, 26 Main Street, Suite 100A, Chatham, NJ 07928.